New Zealand's Financial Advice Regime

FSCE19

The online New Zealand Financial Advice Regime course is Open Polytechnic’s continuing professional development course for financial advisers.

  •  
    Level
    5
  •  
    Credits
    3
  •  
    Cost
    $279 NZ Domestic
    $279 NZ International
  •  
    EFTS
    0.025
  • Delivery type
    Online only
  • Teaching weeks 16 weeks
  • Workload Approximately 2 hours per week
  •  
    Prerequisites Check entry and other requirements under the qualification you are studying

The regulatory framework for financial advisers has changed.

One of the changes is a new Code of Professional Conduct for Financial Advice Services (the Code) which sets revised standards of competence, knowledge, and skills for a person who gives financial advice.

 NZ2315 New Zealand Certificate in Financial Services (Level 5) (version 2) has been designed to meet those standards.

 The Code recognises both NZ2315 New Zealand Certificate in Financial Services (Level 5) (version 1) and NC1476 National Certificate in Financial Services (Financial Advice) (Level 5) as alternative qualifications.

 However, Standard 9 of the Code requires advisers with those qualifications to obtain an up-to-date understanding of the new regulatory framework for financial advice as part of their continuing professional development.

 

New Zealand Financial Advice Regime - CPD

To help advisers meet these requirements, Open Polytechnic is offering  the New Zealand Financial Advice Regime course, the Open Polytechnic’s continuing professional development course for financial advisers. 

 This course is fully online and costs $250 GST inclusive

For more information watch the course introduction video below.

 To help financial advisers meet these requirements, this fully online Continuing Professional Development course covers the following topics:

  •  Registration and dispute resolution
  •  Terms and participants in the new financial advice regime
  • Duties and obligations
  • Licensing and enforcement of the Financial Markets Conduct Act 2013
  • The Code of Professional Conduct for Financial Advice Services
  • Good conduct

 

Computer and internet requirements

To complete this course you will need access to a laptop or desktop computer, reliable broadband internet connection and a data plan able to support online learning such as streaming of videos (including YouTube), downloading content, and writing and submitting online assessments. If you are unsure if your current computer or internet access allows you to complete your online learning with us, please contact us before applying to enrol.

How to enrol

Before enrolling in this course you need to:

  • choose the qualification you will study the course under
  • check the order that courses in the qualification should be studied in the Qualification Structure table. This is in the Choose courses and apply tab on the qualification page.

Work towards

You can do this course as part of these qualifications:

Certificate of Achievement

Course availability over the next 12 months

Aug
Sep

September enrolment dates

Enrol by -
Course starts -
Course ends -
25 Aug 2026
7 Sep 2026
24 Jan 2027
Oct

October enrolment dates

Enrol by -
Course starts -
Course ends -
22 Sep 2026
5 Oct 2026
21 Feb 2027
Nov

November enrolment dates

Enrol by -
Course starts -
Course ends -
20 Oct 2026
2 Nov 2026
21 Mar 2027
Dec

December enrolment dates

Enrol by -
Course starts -
Course ends -
24 Nov 2026
7 Dec 2026
25 Apr 2027
2027
Jan
Feb
Mar
Apr
May
Jun
Jul
  •  
    Level
    5
  •  
    Credits
    3
  •  
    Cost
    $279 NZ Domestic
    $279 NZ International
  •  
    EFTS
    0.025
  • Delivery type
    Online only
  • Teaching weeks 16 weeks
  • Workload Approximately 2 hours per week
  •  
    Prerequisites Check entry and other requirements under the qualification you are studying